United Planners Selects SurgeONE.ai Platform For Compliance Operations

This week United Planners Financial Services selected SurgeONE.ai to consolidate and manage its cybersecurity, data and compliance operations, replacing multiple legacy tools across its national independent broker/dealer network serving hundreds of advisors. SurgeONE.ai’s platform combines four capabilities—RegVerse, Kovair, Security Snapshot and MGL Consulting—with AI-assisted policies tested against exam findings and FINRA/SEC-focused governance. The service provides real-time compliance visibility and faster review turnaround.