Generative AI Shapes Investment-Banking Risk Management Framework
An arXiv preprint by Jackie Shen (v2 posted March 31, 2026; metadata listed April 1, 2026) surveys generative AI applications in the financial industry, focusing on investment banks. The paper catalogs use cases across trading, research, compliance and client services, outlines emerging risks like data leakage and model bias, and offers governance and control recommendations for safe deployment.
Scoring Rationale
ArXiv research survey provides practical governance recommendations and covers an important industry vertical, giving moderate novelty and strong relevance. Score reflects useful, actionable guidance but limited breakthrough novelty and single-source, non–peer-reviewed status.
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Sources
- Read Original[2509.05841] Generative AI on Wall Street -- Opportunities and Risk Controlsarxiv.org
